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Our Qualifications

Our firm has been offering comprehensive investment and financial planning services in the greater Northern California Bay Area since 1989. This company has established itself as a leader in the financial services industry in this area through collaboration, detailed knowledge, integrity, and extensive networks. Besides this region, we’re constantly experimenting with new technology to expand our client base. In addition to in-person meetings, you can meet with us via phone or video calls.

Nic holds multiple industry registrations held through LPL Financial including the Series 7, Series 63, Series 65, Series 24, along with the California Life and Health registrations. Our proactive approach will let you adjust to any turbulence financial or personal, with ease.

Our years of service have let us seen it all. Regardless of your financial challenge, we can help you overcome it. Also, we’re a very collaborative firm and have built a vast network full of estate planning attorneys, general lawyers, CPAs, and insurance brokers. This extensive network improves our skill set and lets us create your financial plan without any blind spots.

Our Process

Our Process

You can expect to have a financial process with strategies that are detailed and fine-tuned to your needs and goals.

Our History

Our History

Our company has been around for more than three decades, and can guide you through any financial scenario.

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